Bernstein Bank GmbH

Company´s headquarter:

Maximilianstraße 13
80539 Munich, Germany

Contact:

Tel.: +49 (0)89 / 2154310-0
Fax: +49 (0)89 / 2154310-99
E-Mail:  info@bernstein-bank.com

Internet: www.bernstein-bank.com

Authorized Representatives:
Dr. Stefan Sträußl, Heiko Seibel

District Court:
Amtsgericht München HRB 225389

Tax identification numbers:
Tax authority: Finanzamt München Abteilung Körperschaften
Tax-id: 143/119/91346
VAT-tax-id in resprect of § 27 a Umsatzsteuergesetz:
DE306120361

Information:
Best Execution Policy

Responsible person in respect of § 55 RStV:
Dr. Stefan Sträußl

Federal supervisory authority:
Bundesanstalt für Finanzdienstleistungs-/Wertpapier-Aufsicht (BaFin)
Marie-Curie-Str. 24-28, 60439 Frankfurt am Main, Germany
Tel. +49 (0) 228 4108-0
Fax +49 (0) 228 4108-1550
E-Mail poststelle@bafin.de
www.bafin.de

Investor protection scheme:
Entschädigungseinrichtung der Wertpapierhandelsunternehmen (EdW)
10865 Berlin, Germany
Tel. +49 (0) 30 203699-5626
FAX +49 (0) 30 203699-5630
E-Mail mail@e-d-w.de
www.e-d-w.de

KWG-licences:
Bernstein fullfills the legal requirements to provide the following financial services and banking businesses: Financial commission business (§ 1 para. 1 sentence 2 no. 4 KWG), Proprietary trading (§ 1 para. 1a sentence 2 no. 4 KWG),  Own-account business (§ 32 para. 1a KWG), Investment brokering (§ 1 para. 1a sentence 2 no. 1 KWG),  Investment advice (§ 1a para. 1 sentence 2 no. 1a KWG), Placement business (§ 1 para. 1a sentence 2 no. 1c KWG), Contract brokerage (§ 1 para. 1a sentence 2 no. 2 KWG), Financial portfolio management (§ 1 para. 1a sentence 2 no. 3, KWG), Investment management (§ 1 para. 1a sentence 2 no. 11 KWG)